PhillyKev 0 #1 January 13, 2003 COMPLIANCE OFFICER Aronson+Johnson+Ortiz, lp, a quantitative equity investment manager seeks a compliance officer. Duties would include: reviewing client contracts; implementing compliance software system; monitoring compliance with the SEC, AIMR rules, client guidelines, and internal guidelines; administering code of ethics; coordinating due diligence and regulatory reviews; handling investment advisor registration; assisting with compliance for several mutual funds; and, assisting with specific issues in the areas of proxy voting, securities litigation, and trading practices. Requirements: BS/BA, and previous experience in a similar role. Must have excellent computer skills, organizational skills, writing skills, and be a self-starter who requires little supervision. CFA a plus, as is MBA or JD. We offer outstanding compensation (salary and benefits). Submit résumé, salary requirements (and anything else convincing) to: Kevin Naughton Aronson+Johnson+Ortiz, LP 230 South Broad Street Twentieth Floor Philadelphia, Pennsylvania 19102 Aronson+Johnson+Ortiz is an equal opportunity employer. Quote Share this post Link to post Share on other sites
scottbre 0 #2 January 14, 2003 Well, I have a degree in finance, but I lack the previous experience. *shrugs* "Your mother's full of stupidjuice!" My Art Project Quote Share this post Link to post Share on other sites
Shark 0 #3 January 14, 2003 I meet and exceed your requirements with all the typical licenses/registrations. Are you willing to relocate the company to SoCal? Quote Share this post Link to post Share on other sites
PhillyKev 0 #4 January 14, 2003 QuoteAre you willing to relocate the company to SoCal? Hell, I've been pushing for that since I started working there. But I don't think that'll happen. Quote Share this post Link to post Share on other sites
airann 1 #5 January 14, 2003 Thanks for thinking of we skydivers. Lots of us need jobs. You are a thoughtful person. ~AirAnn~ Quote Share this post Link to post Share on other sites
PhillyKev 0 #6 January 15, 2003 No problem. It's a really really great place to work, too. They pay way over the standard, give huge bonuses, and have a fridge stocked with beer. Plus you get your own office complete with windows in the penthouse of a high rise in Center City. If anyone's interested, please send me a message, or snail mail your resume. Don't call or email the office. Thanks... Quote Share this post Link to post Share on other sites
wildblue 7 #7 January 15, 2003 Supposed we're supposed to know and obey those pesky insider trading laws and crap like that, huh?it's like incest - you're substituting convenience for quality Quote Share this post Link to post Share on other sites
PhillyKev 0 #8 January 15, 2003 No idea...I'm just the computer guy Quote Share this post Link to post Share on other sites
skymama 37 #9 January 15, 2003 So, get down to the really important stuff. Would we be able to post on dz.com during the workday? She is Da Man, and you better not mess with Da Man, because she will lay some keepdown on you faster than, well, really fast. ~Billvon Quote Share this post Link to post Share on other sites
PhillyKev 0 #10 January 15, 2003 Well...I monitor the internet traffic Quote Share this post Link to post Share on other sites
skymama 37 #11 January 15, 2003 Haha, sweet! I'd be perfect for the job if it just didn't involve all that stuff you wrote in the first paragraph. She is Da Man, and you better not mess with Da Man, because she will lay some keepdown on you faster than, well, really fast. ~Billvon Quote Share this post Link to post Share on other sites
RevJim 0 #12 January 15, 2003 Quote assisting with specific issues in the areas of proxy voting, Sorry, us USPA members can't seem to get that part right. Guess we don't qualify! It's your life, live it! Karma RB#684 "Corcho", ASK#60, Muff#3520, NCB#398, NHDZ#4, C-33989, DG#1 Quote Share this post Link to post Share on other sites
